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Compliance Services

Fully standards, regulations and laws of the industry

Compliance Services
Years of
Services we offer

Compliance Consultancy Services Dubai, UAE

Perspective Approach to Modern Era Audit and assurance services serve as the watch-guard for any organization, thus helping the companies to SA Consultant Services, Inc. provides compliance consulting services, including registered investment advisory, registration of firms, customized written policies and procedures, and filings. Sa Consultants always work with investment advisers and broker dealing both. We have built a dedicated platform that could configure as per the enterprise needs. Most importantly, we provide international support with all top preferred foreign languages. SA Consultants proudly offer extensively experienced staff for providing all segments of services for our clients. As we tend to cater to global client’s coming from different backgrounds, working under other compliance structures; our clients can choose from our vast list of services such as the establishment of compliance framework, transition, and implementation of the framework within business units, setting up a compliance framework monitoring system, etc. foresee their different business lines and working segments. We at SA Consultants provide insight and deeper penetration into your businesses so that you can excel in your markets with complete background and future aspirations. Trust is what we tend to build for our customers. While financial auditing them, we assist the organization in meeting their statutory and legal obligations and assure that they adopt a secure and risk-based approach to meet the demands outlined in regulations and operating standards.

Offered Services


SA Consultant has a strong focus on delivering value-added and quantifiable results to its clients.

We’ve a strong foothold as we work with both private & public sectors with no exception of providing services to regulatory bodies. We aim to adopt best practices so that the firms remain compliant with the regulatory and statutory requirements.

Thus by containing procedural leakages and minimizing the load on business processes and services, the company can achieve its desired goal within the shortest possible time. We believed that compliance is everyday business and a tea of everyone’s cup, so professional expertise is required to meet stringent regulatory demands.

Therefore, we offer customized, practical, and measurable services, which could enable a firm to assess and evaluate its strengths and weakness while suggesting a robust compliance program to achieve the organizational goals.



  • On whose demand, Internal Audit is carried out?

    Anyone can ask for an internal audit by requesting Audit & Management Advisory Services (AMAS). AMAS executes the audit request upon the availability of audit staff and by analyzing the importance of subject matter through evaluating the relative risk of the topic whether to include in the annual audit plan or not.

  • Can shareholders be eligible enough to initiate audit requests again even though the company has recently undergone the audit procedures?

    The company must carry out an audit process if the request is initiated by a shareholder or group of shareholders holding the company’s number of shares or value of shares equivalent to at least 10 percent or more than that. Shareholders must submit a written audit request in the name of the company’s directors at least one month before the end of the financial year to the company’s registered office.

  • What is the role of Audit & Management Advisory Services (AMAS)?

    Audit and Management Advisory Services is an independent internal audit unit with a board-approved charter that gives legislative powers. It can be freely accessible to all financial records, general ledgers, files and data of educational institutes and health system Institutes without any restriction and constraint. AMAS recommends improvements based on their audit insight and ensure implementation of those recommendations based on financial monitoring and surveillance.

Our Services